Although the University Advocate is entitled to undertake investigations on his own initiative, the vast majority of investigations arise by way of a complaint made by an individual or organization.
Any individual or organization may make a complaint to the University Advocate: there is no requirement that the individual or organization making the complaint be a student, faculty or staff member of the University.
However, the University Advocate has limited jurisdiction and may only investigate complaints made against a member of the University Community as defined in the Code of Conduct. For the most part, the jurisdiction of the University Advocate is therefore limited to complaints made against students of the University.
On receipt of a complaint, the University Advocate will first establish whether or not he has jurisdiction. If he does not have jurisdiction he will refer the person or organization making the complaint to the appropriate authority within the University.
Ideally, allegations of breaches of the UL Code of Conduct should be made expressly to the Complaints, Discipline & Vetting Unit of the University. A complainant will be asked to provide sufficient information to enable the Advocate to undertake an investigation. In particular, the information should contain the following:
The investigation of a complaint can only begin once an Official Complaint Formhas been received.
Please submit an Internal Complaint Form if you are an employee or student of UL or an External Complaint Form if you are not an employee or student of UL. The form often allows the Advocate to obtain focussed information necessary for the investigation.
The relevant form should be downloaded from link below and returned in the post or by email to:
Once a complaint has been made, it will be assessed by the Advocate and dealt with as deemed appropriate.
The complainant will be notified once the case is closed.
Following receipt of a complaint, or on the Advocate's own initiative, a file will be created. The Advocate will undertake such investigations and procure such evidence as he feels necessary to make a proper determination of the case.
Often this investigation will involve interviewing the person or organization who made the complaint, any potential witnesses, and a review of relevant documentary evidence.
The University Advocate will then review the file and may decide
In the event of the latter, the Advocate will usually, although is not required to, ask the person against whom a complaint has been received, to attend a meeting with him. The purpose of this meeting is to complete the investigation by hearing from all the sides involved.
Anyone who attends this meeting will be formally cautioned under the Code of Conduct (s.2.3) before it proceeds. No one is obliged to attend this meeting, and no adverse inference will be drawn from refusing to attend the meeting. However, the issue will almost inevitably then have to be forwarded to a full hearing of the Discipline Committee.
Meeting with the Advocate may clarify that no violation of the Code has occurred or may result in the matter being disposed of by way of a voluntary agreement with the Advocate which protects the interests of the University and is in accordance with the justice of the case.
If following this meeting the Advocate is of the opinion that the Code has been violated and that there is sufficient evidence to prove that before either the Minor Offences or Discipline Committee, the file will be listed for hearing unless a voluntary agreement has been entered into.
If a voluntary agreement is entered into between the University Advocate and the student, then the issue may, in certain circumstances be presented for mention to the Discipline Committee but the student will not be expected to appear at such a hearing.
Once a file is listed for hearing either by the Minor Offences Committee or the Discipline Committee, the Advocate will assume the role of prosecutor. The Advocate is tasked with presenting the University's case to the relevant committee with sufficient evidence to establish that there has been a breach of the Code. If the Advocate is successful, he shall be responsible for seeking a sanction which he considers appropriate to protect the interests of the University. If a sanction is imposed the Advocate is responsible for ensuring that it has been fully complied with.
If the verdict of either committee is appealed by the student, the Advocate is responsible for defending that appeal in the Appeals Committee, irrespective of whether the verdict at the Minor Offences or Discipline Committee was that which the Advocate originally sought.
It is not open to the Advocate to appeal from a decision of Discipline Committee.
The conduct of the disciplinary hearing is a matter for the relevant committee. The Advocate has no special position, place or relationship with either committee. As prosecutor, the Advocate is in exactly the same position of the defence. The Advocate is not present for deliberations of either committee.
If you require further information on the conduct of disciplinary hearings, please refer to the Discipline Committee information.